Whether raising $100k or $100m, fund managers have a tough job. Investors trust them to preserve capital and generate wealth, while regulators watch them to ensure compliance.
Forming and operating a fund is a highly regulated, complicated business. We help fund clients navigate the ever-changing landscape of securities and investment laws so they can continue doing what they do best: forging relationships, building trust and spotting that next unicorn.
Core services
- Fund Formation: Advised fund managers in variety of fund formations, including $100m fund for corporate lending, $60m fund for real estate development and cryptocurrency trading fund.
- SPVs: Advised in structuring SPVs to acquire Rimac, Affirm, SpaceX, and other high demand pre-IPO stock.
- Financial Instruments: Advised funds in forward purchase contracts, buy/sell back structures, receivable sales and securitization and other financial transactions.
- Regulatory: Advised various investment funds in Securities Act, Investment Adviser Act and Investment Company Act matters.
Latest perspectives
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Post Categories
- Startups
- Employment
Stock Options: ISOs vs. NSOs
What may seem like a bland choice (whether to grant ISOs or NSOs) can have massive tax implications down the road for startup employees and contractors.
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