Whether raising $100k or $100m, fund managers have a tough job. Investors trust them to preserve capital and generate wealth, while regulators watch them to ensure compliance.
Forming and operating a fund is a highly regulated, complicated business. We help fund clients navigate the ever-changing landscape of securities and investment laws so they can continue doing what they do best: forging relationships, building trust and spotting that next unicorn.
Core services
- Fund Formation: Advised fund managers in variety of fund formations, including $100m fund for corporate lending, $60m fund for real estate development and cryptocurrency trading fund.
- SPVs: Advised in structuring SPVs to acquire Rimac, Affirm, SpaceX, and other high demand pre-IPO stock.
- Financial Instruments: Advised funds in forward purchase contracts, buy/sell back structures, receivable sales and securitization and other financial transactions.
- Regulatory: Advised various investment funds in Securities Act, Investment Adviser Act and Investment Company Act matters.
Latest perspectives
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Post Categories
- Startups
- Employment
Startups and Stock Options: ISOs vs. NSOs
Explore the world of stock options with our informative guide. Compare Incentive Stock Options (ISOs) and Non-Qualified Stock Options (NSOs), and learn why startups choose one over the other.
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Post Categories
- Employment
New Salary Disclosure Laws Coming to Washington
Learn about the new salary disclosure laws in Washington.
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Post Categories
- Employment
Update: Washington Non-Compete Earnings Thresholds For 2022
Read about the non-compete statutory earnings threshold updates for 2022 recently issued by L&I.
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Post Categories
- Startups
- Employment
4 Options For Documenting Founder Employment
Your startup probably needs to pay its founders minimum wage from the start. But it probably won’t until raising outside capital. Find out if this is a problem (hint: it may be)
